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Fundamentals of Ocean Circulation

As most people know, the atmospheric circulation is thermally driven by the differential heating from the sun. Thermodynamically speaking, it is a heat engine. However, contrary to what many people think, this is not so for the ocean circulation, which is mechanically driven.

This was demonstrated about a century ago by the Swedish oceanographer Sandström, who performed a simple laboratory experiment. In a vessel filled with water he introduced a heating source and a cooling source, in the form of metal tubes with runnig hot or cold water inside. He found that when the heating was at a lower level than the cooling, a vigorous circulation was excited between the two levels. If, on the other hand, they were at the same level, the circulation was very weak, and confined to a thin layer.

Thus, if there were only the heating and cooling of the ocean surface by the sun and the atmosphere, but no mechanical forcing, there would exist a significant flow only in a thin layer just below the surface, driven by molecular heat conduction. The rest of the ocean would be filled with stagnant cold water. But in reality there are strong ocean currents at great depths.

According to the conventinal picture of the overturning circulation of the ocean, dense and cold water sinks to the bottom at narrow convection sites in the North Atlantic and near Antarctica, and rises again in a broad upwelling in the tropics and midlatitudes. As the water rises it must also be heated, in order to attain the higher temperature prevailing at smaller depths. This can only be accomplished by turbulent mixing, since the molecular heat conductivity is much too low. The turbulence and the mixing are caused by breaking internal waves. These waves are excited by winds and by tidal flows that encounter rough topography on the bottom of the ocean. In this view, therefore, the deep circulation of the ocean is driven by the small-scale mixing, and ultimately by winds and tides.

My Research

Internal tides

By using linear wave theory, it is possible to compute the radiation of internal waves that are generated by tides over bottom topography. The figure shows the result of such a computation for the global ocean, and is taken from a recent paper (pdf file). xx The color represents radiated power, in units of Watts per square meter, and the scale is logarithmic; for example, -3 represents 1 mW/m2. The input data used in the computation were the bottom topography with a resolution of 2 nautical miles, the tidal velocity field, and the stratification of the ocean.

About half of the internal wave energy was in this computation generated in points where the bottom slope is supercritical (i.e. the slope is greater than the slope of the internal wave rays). At these points the linear theory on which the computation was based is not valid. Will the nonlinear effects caused by supercriticality increase or decrease the radiated power compared to the prediction of linear theory? This is currently an area of very active research, but the answer in still not known. Personally, I strongly believe that the nonlinear effects will decrease the radiation. The arguments for this are presented in a recent paper, which also contains an analytic solution to a simple test problem that gives some (but not very strong) support for this hypothesis. Much more remains to do in this field.

Analysis of Ocean Circulation

xx Oceanic currents mainly flow along isopycnal surfaces (i.e. surfaces of constant density). However, from many points of view, the small component of the flow which is perpendicular to these surfaces is the most interesting one, since it necessarily involves irreversible energy transformations, connected with mixing. This is, for example, the most important aspect of the conveyor belt circulation.

In a recent paper (pdf file) , we propose calculating a stream function as function of depth and density as a new way of analysing the thermodynamic character of the overturning circulation. Since depth is linearly related to pressure, and density is the inverse of specific volume, the circulation is in effect displayed in a classical thermodynamic pV-diagramme. The sign of an overturning cell in this diagramme directly shows whether it is driven mechanically by large-scale wind stress, or 'thermally' by heat conduction and small scale mixing. The figure below shows this stream function for the high-resolution global ocean model OCCAM, with potential density and depth on the axes.

The color represents the stream function in Sverdrups (106 m3/s), with clockwise circulation in negative overturning cells. Three main cells are seen in the figure: 1) a tropical thermal cell in the warmest and shallowest waters, 2) a mechanically driven cell (i.e. the sinking water is lighter than the rising water) dominating depths between 200 m and 2000 m, 3) a thin thermal cell in the very densest waters. Only the third cell is compatible with the conventional ideas about the conveyor belt circulation.

Vortex Dynamics

Vortices are common in many parts of the ocean. They can be generated by instabilities in frontal currents (for example the Gulf Stream rings), by intrusion of water into a basin where the temperature and salinity is different (for example the outflow of Meditteranean water into the Atlantic, which creates Meddies), by flow over topography, or by other mechanisms. I have tried to understand various properties (such as stability or drift speed) of such vortices.

In this paper, a very general variational principle was used to understand the properties of vortices attached to seamounts. It was found that there exists a large class of stationary and stable anticyclonic vortices that are attached to a given localized seamount of arbitrary shape. If the seamount is circular there are also stable cyclones, but these are destabilized by noncircularities in the topographic shape, unlike the anticyclones.

In this paper, the same variational principle is applied to flow in closed basins with sloping boundaries. It is shown that weak (Ro << 1) cyclonic basin flow with monotonic radial profile of potential vorticity (PV) is nonlinearly stable, even if the basin has an irregular shape. By contrast, anticyclonic flow can only be shown to be stable if the basin is circular. If the basin is non-circular, anticyclonic flows can therefore be expected to be unstable, even if the PV-profile is monotonic. This striking difference between cyclonic and anticyclonic flows is confirmed by both numerical simulations and laboratory experiments with non-circular basins. They demonstrate that cyclonically forced flows nicely follow the isobaths, while corresponding anticyclonically forced flows develop strong cross-slope flows. This agrees with the real ocean, where cyclonic flows tend to follow isobaths closely, while anticyclonic flows (such as the Gulf Stream) separate more easily from the topography.

Recent Publications and Manuscripts under Review

Geophysical fluid dynamics

This course shows how to explain important dynamic phenomena in the ocean and atmosphere by using basic fluid equations, in particular the shallow-water equations. The subjects dealt with include geostrophic adjustment, the separation between fast and slow modes, reduction to quasigeostrophy, various geophysical waves (e.g. Rossby waves and gravity waves), conservation laws and stability theory.

  • Course plan pdf file

  • Schedule pdf file

  • Grading criteria pdf file

  • Exercises pdf file , and solutions to some exercises: Exercise12.pdf , Exercise13.pdf , Exercise15.pdf

  • Computer lab pdf file

  • Tutorial on geostrophic adjustment

  • Movie with SSH 1993-2009 (thanks to Leon Chafik!) mp4 file